Skip to main content

MML INVESTORS SERVICES

Disclosure Center

At MML Investors Services, the cornerstone of our business philosophy is recommending the right products and services to meet your specific needs and ensure that you understand all aspects of the product and services that you are purchasing. We are committed to providing you with the information you need to evaluate the financial products and services we offer.

As part of this commitment, we suggest that you begin by reviewing our Customer Relationship Summary (Form CRS), which summarizes the principal products and services MML Investors Services provides as a broker-dealer and as an investment adviser, as well as the fees you pay, the compensation we receive and our conflicts of interest. The other links below provide you with more detailed information on these topics.

If you need assistance identifying the document(s) applicable to the product or service you are considering, or where to find specific disclosures, please contact your registered representative or investment advisor representative for assistance.

While we encourage you to review the applicable disclosure document completely, the following chart highlights where to find information on certain topics:
 

Type of Product and ServiceBroker-DealerInvestment Advisory
Disclosure DocumentReg BI DisclosureInvestment Advisory Disclosure1
Fees and Costs You Will PaySections 5 and 6Section titled “Services, Fees and Compensation” or “Fees and Compensation”
Conflicts of InterestSection 7Referenced throughout the disclosure.

1 MML Investors Services offers a number of investment advisory programs and has several Investments Advisory Disclosures (also referred to as Form ADVs). The location of this information varies among the individual investment advisory disclosure documents.

We welcome the opportunity to provide guidance and assistance to you. We believe that open, honest disclosure is the best basis on which to build a strong, trusting relationship. Please ask your registered representative or investment advisor representative any questions you may have regarding information in these documents.